Solutions / Financial Services
Agent governance for
financial services
When your agents execute trades, analyze markets, or process transactions, every interaction needs a verifiable audit trail.
The challenge
AI agents in financial services operate across trust boundaries — between firms, between desks, between systems. SEC 17a-4 requires immutable records. SOX demands internal controls. Your compliance team needs to prove exactly what happened, when, and why.
Traditional monitoring tools weren't built for autonomous agents making decisions at machine speed. You need governance infrastructure that operates at the same pace your agents do — enforcing policies before transactions execute, not after.
How SettleBridge helps
Immutable Audit Trail
Merkle tree integrity verification on every audit entry. Append-only logging ensures records can't be altered. Court-admissible exports for regulatory examination.
Trust Policy Enforcement
Reputation thresholds for counterparty risk assessment. Rate limits to catch runaway agents before they cause damage. Spending caps enforced per transaction.
Regulatory Compliance
SEC 17a-4 compatible immutable records. SOX audit support with complete internal control documentation. JSON and CSV export for examination and review.
Architecture
Trading Systems
SettleBridge Gateway
External Agent Networks
Case Study
Coming soon
Be among the first financial institutions to deploy agent governance. Talk to our team about a pilot program.